He joined his partners to break away and do things on their own terms.
Maintain Client Loyalty While Becoming an RIA
When contemplating the switch to independence, it’s common for advisors to worry about client retention. Fortunately, TD Ameritrade offers expert support to help you make a smooth transition that won’t disrupt your client relationships. By approaching this change thoughtfully and utilizing the right resources, you can avoid introducing risk and doubt into the minds of your clients.
We’ll help you
Thinking of becoming an RIA, but unsure of the financial implications? Learn more about the potential benefits with our RIA Economic Evaluator.
Become an RIA in
From choosing the right business model to helping your firm thrive after transition, you may have a lot of questions about becoming an independent RIA. Get the answers you’re looking for in our guidebook, Becoming an Independent RIA.
Many Advisors delay making the switch to the RIA model out of fear that they'll lose clients. Learn how to communicate your transition to clients and continue your relationship in independence.
Choosing to become an RIA involves a lot of decisions—but having a road map makes them easier to manage. Read this guide to learn about key milestones in independence.
Keeping up with laws and regulations is something you'll need to be aware of as an independent RIA, but it's not unmanageable. Learn more from industry leader Blane Warrene in this article.