He left his independent broker-dealer to start his own firm and experience true freedom.
My best advice
But if you don’t have partners willing to go independent with you, transitioning can seem daunting. To those in that situation, I suggest finding a firm that shares your values so they can help you and your clients have a smooth transition. If you’d prefer to start your own firm, reach out to other RIAs through conferences, professional organizations and the internet so you can learn from their experiences. In this industry, you’re never alone—and that’s one of the best parts about it.
Learn more about transitioning to the RIA model by contacting TD Ameritrade today!
Or call 800-934-6124
Have you been thinking about what your future business might be like? Use our quick tool to get a better understanding of how to make the most of your journey toward becoming an RIA.
Become an RIA in
From choosing the right business model to helping your firm thrive after transition, you may have a lot of questions about becoming an independent RIA. Get the answers you’re looking for in our guidebook, Becoming an Independent RIA.
Ready to go out on your own? Let’s do some math. Use this worksheet to keep track of what your startup costs may be.
Transitioning to independence could be a win for you and your clients. Find out what other Advisors have to say about what it’s like on the other side.