He joined his partners to break away and do things on their own terms.
My best advice
Start by discussing your transition with colleagues who have already made the move and use their insights to determine your top custodial contenders. Interview those custodians to determine the best one to serve your firm. A good custodian will help you narrow down your technology choices and ultimately help you select solutions that will not only integrate with their platform, but will streamline your business processes. Overall, a great custodian will walk you through every step of the transition process to make the move as seamless and painless as possible for your firm, your staff and most importantly, your valuable clients.
Learn more about transitioning to the RIA model by contacting TD Ameritrade today!
Or call 800-934-6124
We’ll help you
Thinking of becoming an RIA, but unsure of the financial implications? Learn more about the potential benefits with our RIA Economic Evaluator.
Become an RIA in
From choosing the right business model to helping your firm thrive after transition, you may have a lot of questions about becoming an independent RIA. Get the answers you’re looking for in our guidebook, Becoming an Independent RIA.
Ready to go out on your own? Let’s do some math. Use this worksheet to keep track of what your startup costs may be.
Transitioning to independence could be a win for you and your clients. Find out what other Advisors have to say about what it’s like on the other side.