He joined his partners to break away and do things on their own terms.
Our best advice
Your custodian isn’t your only resource, however. Network with peers already in the RIA model to discover their ups and down as they transitioned and grew. Be sure to ask them about their custodian and find out what they like and dislike most about the partnership. Once you’ve gathered enough information from current RIAs, you should feel more confident going into your own transition. We found that with the proper insights, jumping into the RIA model was simpler than we thought—we only wish we would have done it sooner!
Learn more about transitioning to the RIA model by contacting TD Ameritrade today!
Or call 800-934-6124
We’ll help you
Thinking of becoming an RIA, but unsure of the financial implications? Learn more about the potential benefits with our RIA Economic Evaluator.
Become an RIA in
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