She knows that the right operations professionals can help advisors provide a seamless customer experience.
Should You Consider Going Hybrid?
If you'd like to keep your commission-based business while becoming an RIA, it may be worth considering the hybrid RIA model. This approach allows you to keep your commission-based business, while still enjoying the control that the RIA model offers advisors. When establishing your hybrid RIA, it’s important to select a broker-dealer that meets the needs of your business and clients. To help, we’ve gathered a list of key questions you should ask before taking the next steps.
Have you been envisioning what your future business might look like? Use our quick and informative tool for a better understanding of how you can make the most out of your journey toward becoming an RIA.
Become an RIA in
From choosing the right business model to helping your firm thrive after transition, you may have a lot of questions about becoming an independent RIA. Get the answers you’re looking for in our guidebook, Becoming an Independent RIA.
The Truth About Transitions: With the Right Help, Independence Doesn’t Have to Be Difficult for Brokers
With comprehensive support and preparation, becoming an RIA is simpler than you think.