She knows that the right operations professionals can help advisors provide a seamless customer experience.
Should You Consider Going Hybrid?
If you'd like to keep your commission-based business while becoming an RIA, it may be worth considering the hybrid RIA model. This approach allows you to keep your commission-based business, while still enjoying the control that the RIA model offers advisors. When establishing your hybrid RIA, it’s important to select a broker-dealer that meets the needs of your business and clients. To help, we’ve gathered a list of key questions you should ask before taking the next steps.
Let us help you get your
Whether you’re leaning toward starting or joining an RIA, we’ll give you an idea of what your future business might look like with our quick and informative Exploring Your Independence™ tool.
Become an RIA in
From choosing the right business model to helping your firm thrive after transition, you may have a lot of questions about becoming an independent RIA. Get the answers you’re looking for in our guidebook, Becoming an Independent RIA.