She knows that the right operations professionals can help advisors provide a seamless customer experience.
My best advice
Once you’ve decided to transition, be patient. Even when your plans seem perfect, things can change. Your clients might prefer to work at a slower pace, but that doesn’t mean things are going south—it might just mean they’re busy! Stay calm and lean on your custodian. For me, working with TD Ameritrade helped manage my own expectations and stick to a realistic, but flexible, timetable. I didn’t regret my move into the RIA model—and neither did my clients.
Learn more about transitioning to the RIA model by contacting TD Ameritrade today!
Or call 800-934-6124
Let us help you get your
Whether you’re leaning toward starting or joining an RIA, we’ll give you an idea of what your future business might look like with our quick and informative Exploring Your Independence™ tool.
Become an RIA in
From choosing the right business model to helping your firm thrive after transition, you may have a lot of questions about becoming an independent RIA. Get the answers you’re looking for in our guidebook, Becoming an Independent RIA.