She knows that the right operations professionals can help advisors provide a seamless customer experience.
My best advice
The marketing and organizational aspects of running a business worried me most, but I found plenty of resources to help me. By leaning on TD Ameritrade to help me integrate my financial planning, portfolio management, CRM, and document management technologies, for example, I’m able to run an efficient firm that revolves around the needs of my clients.
There are many other “safety nets” available for RIAs, like third-party vendors who help with hiring, education, hardware, compliance and more. Ask your custodian to help you find the ones that are the best fit for your new independent practice.
Learn more about transitioning to the RIA model by contacting TD Ameritrade today!
Or call 800-934-6124
Let us help you get your
Whether you’re leaning toward starting or joining an RIA, we’ll give you an idea of what your future business might look like with our quick and informative Exploring Your Independence™ tool.
Become an RIA in
From choosing the right business model to helping your firm thrive after transition, you may have a lot of questions about becoming an independent RIA. Get the answers you’re looking for in our guidebook, Becoming an Independent RIA.